Wes Roland Wealth Advisor Broker
The Visionary Behind the Governance

Institutional Excellence in Global Markets

Wesley Allen Roland is a highly experienced financial professional with over 25 years of industry tenure. He is currently a "dual hatter," meaning he is registered as both a Broker (securities agent) and an Investment Advisor Representative.

"My mission is to provide a holistic, tax-first approach to investment, ensuring long-term stability and growth."

Osaic Primary Firm
25+ Years Experience
Series 7 Licensed
Series 66 Certified
SIE Credential
CPA Expertise

Professional Background

Wesley maintains a clean regulatory record with zero disclosures (no customer complaints, regulatory actions, or legal issues), which is a significant indicator of professional standing.

His career is marked by long-term stability with reputable firms: Osaic Wealth, Inc. (2016 – Present) and 1st Global Capital Corp. / 1st Global Advisors Inc. (1999 – 2016) where he spent 16 years providing advisory and brokerage services in Fort Worth.

Since 1997, he has served as the President of Wesley A. Roland, P.C., which provides CPA, tax, and accounting services. This strong background in tax-efficient wealth management and financial planning allows him to offer a more holistic "tax-first" approach to investment.

Key Professional Credentials

Series 7 - Gen Securities
Series 66 - Combined Law
SIE Essentials Exam
CPA (Tax & Accounting)
Broker (Securities Agent)
Investment Advisor Rep

Strategic Specializations

Tax-First Wealth Management

Leveraging dual expertise as a CPA and Wealth Advisor to offer a holistic approach to investment, which is a powerful differentiator for high-net-worth clients.

Core Focus

Institutional StrategyTax-Efficient PlanningClean Regulatory RecordMulti-State Licensed

A Career of Impact

Over 25 years of providing high-authority financial leadership and advisory services.

1997

President, Wesley A. Roland, P.C.

Established his own P.C. providing expert CPA, tax, and accounting services, forming the foundation for tax-efficient wealth management.

1999

1st Global Capital Corp.

Spent 16 years providing advisory and brokerage services in Fort Worth, building a reputation for institutional-grade financial planning.

2016

Joined Osaic Wealth, Inc.

Began his tenure as a Registered Representative and Investment Advisor with Osaic Wealth, a major national firm.

2024

25+ Years of Excellence

Continuing to provide holistic, tax-first investment strategies with zero disclosures and a top-tier industry ranking.

Financial Insights

Watch our top regulatory expert discuss market dynamics, tax-efficient wealth building, and financial planning.

Holistic Wealth Management Strategy

Tax-First Investment Principles

Secure Your Financial Future

Benefit from the expertise of a dual-registered Broker and Wealth Advisor with a tax-first approach.

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